SELECT LANGUAGE BELOW

Wall Street firms hit with $81M in fines in latest WhatsApp, texting crackdown

A new group of Wall Street firms has agreed to pay more than $81 million in civil penalties to resolve Securities and Exchange Commission charges that they failed to meet record-keeping obligations, regulators announced Friday. Settlements with broker-dealers and investment advisers such as Oppenheimer and U.S. Bancorp are part of an SEC investigation into how […]