Predictive Monitoring
SEBI has launched a new initiative focused on data-driven monitoring, utilizing AI and analytics to pinpoint ‘pump-and-dump’ schemes and catch fraud before it escalates.
Pandey mentioned that SEBI has upgraded its data warehouse, allowing for predictive monitoring, which signifies a shift away from traditional reactive methods.
Simplifying FPI Registration
To enhance access for global investors, SEBI intends to streamline the registration process for foreign portfolio investors (FPIs). Pandey noted that this is a crucial point of entry for international funds and institutions.
“FPI registration acts as a gateway to the world. If that gateway is neglected, it won’t shine,” he remarked, emphasizing the aim to eliminate operational barriers while still ensuring robust risk management.
Technology-Driven Transformation
At the recent Global Fintech Fest 2025, Pandey discussed how SEBI’s digital transformation has boosted investor participation to 134 million in the past five years.
He highlighted several key initiatives:
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Investor Risk Mitigation Access Platform — Designed to safeguard traders against broker defaults.
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Integrated Investor App — Offers combined access to holdings, trading history, proxy voting, and suggestions.
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Digital Locker and Enhanced SCORES System — Aims to simplify the resolution of complaints.
Pandey also pointed out India’s transition to T+1 payments, making it one of the quickest globally, along with the expansion of UPI-ASBA for more secure and faster transactions in the secondary market.
“SEBI has alleviated compliance burdens while promoting transparency. We’re leveraging advanced analytics and AI to uncover complex operational structures,” he stated.
Key Points Regarding NRIs
For NRIs in the UAE and beyond, SEBI’s forthcoming remote e-KYC system could significantly ease barriers in directly investing in India’s rapidly growing market.
This clearly indicates a commitment to making participation simple, digital, and without borders, while placing investor trust at the forefront.
“The blend of fintech innovation and regulatory insight will not only dictate how quickly we grow but also how securely,” Pandey remarked.
